Hk Sfc Cpt Hours
We have collected the most accurate information on Hk Sfc Cpt Hours. Go to the URLs, which are collected below, and you will find all the information you are interested in. Also you can finf support phones, corporate office address, headquarters information, etc.
Guidelines on Continuous Professional Training - SFC
- https://www.sfc.hk/en/Rules-and-standards/Codes-and-guidelines/Guidelines/Guidelines-on-Continuous-Professional-Training
- These two CPT hours should cover topics relating to regulatory compliance. 5.3 An individual should attend at least five CPT hours per calendar year (out of the 10 hours for LRs and ReIs and 12 hours for ROs and EOs) on topics directly relevant to the …
Ongoing obligations | Securities & Futures Commission …
- https://www.sfc.hk/en/Regulatory-functions/Intermediaries/Licensing/Ongoing-obligations
- Licensed individuals and relevant individuals of registered institutions are required to complete 10 CPT hours per calendar year, regardless of the number and types of regulated activities he or she …
Hong Kong: Changes to the competence and training …
- https://www.globalcompliancenews.com/2021/09/17/hong-kong-changes-to-the-competence-and-training-requirements-for-personnel-of-hong-kong-financial-intermediaries090921/
- • Each LR and Rel will be required to complete a minimum of 10 CPT hours per calendar year, with ROs and EOs to complete two additional CPT hours on …
SFC to Upgrade Competency Standards for Licensed …
- https://www.charltonslaw.com/sfc-to-upgrade-competency-standards-for-licensed-intermediaries-and-individuals-from-1-january-2022/
- a minimum of 10 CPT hours per calendar year for licensed representatives and relevant individuals; and; a minimum of 12 CPT hours per calendar year for …
Hong Kong SFC licensing and compliance hints – …
- https://www.deacons.com/2022/02/25/hong-kong-sfc-licensing-and-compliance-hints-february-2022/
- It would be best to plan ahead and communicate with the licensed representatives and the responsible officers concerning their new CPT obligations. …
CPT Courses & Events Calendar - HKSI
- https://www.hksi.org/development/calendar/cpt-courses-events-calendar/
- Recognised CPT/CPD/OPT Hours ... SFC:2.00 PWMA:2.00. All Member: HK$440. Staff of Corporate Member: HK$440. Non-Member: HK$880. Student Member (UHKSI): ... Hong …
金融業及保險業持續專業培訓課程 (CPD/CPT)
- https://www.hkpcacademy.org/en/cpd/
- 時間: 下午2時30分至4時30分 地點: Zoom網上直播 語言: 廣東話授課 (教學材料為英語) 費用: 港幣$300 注: 本課程資訊只提供英文版本。 本課程教學語言為廣東話輔以英語，課堂講義則為英語。 課程必須達到一定 …
CPTnow – OnlineComplianceTraining
- https://cptnow.com/
- We have an unmatched track record of completing complex compliance consulting projects for financial firms. ComplianceAsia was established in 2003 with offices in Singapore and …
Hong Kong Sfc Cpt Hours - hoursfinder.com
- https://hoursfinder.com/h-hours/hong-kong-sfc-cpt-hours.html
- Securities and Futures Commission (SFC) CPT Requirements According to the regulations of the Securities and Futures Commission in Hong Kong, every licensed individual must …
CPT Courses – HKSA
- https://www.hksa.com.hk/category/cpt-courses/
- 25/8 Zoom Webinar. 2022-08-25. CPT Courses. Webinar Mr Kelvin Huang, Deputy Chief Executive Officer, Lux Aeterna Capital Limited and Director of Hong Kong Securities Association spoke on "Introduction …
Now you know Hk Sfc Cpt Hours
Now that you know Hk Sfc Cpt Hours, we suggest that you familiarize yourself with information on similar companies.