Hong Kong Sfc Cpt Hours
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Guidelines on Continuous Professional Training - SFC
- https://www.sfc.hk/en/Rules-and-standards/Codes-and-guidelines/Guidelines/Guidelines-on-Continuous-Professional-Training
- These two CPT hours should cover topics relating to regulatory compliance. 5.3 An individual should attend at least five CPT hours per calendar year (out of the 10 hours for LRs and ReIs and 12 hours for ROs and EOs) on topics directly relevant to the regulated …
Continuous professional training (“ CPT ”) - SFC
- https://www.sfc.hk/sfc/doc/EN/faqs/licensing/faq-lic-3.pdf
- activities, he may apply the CPT hours to those regulated activities accordingly. 3.2 In terms of the number of CPT hours, there is no difference. However, in terms of the content, …
Licensing related matters in light of the COVID-19 pandemic
- https://www.sfc.hk/en/faqs/intermediaries/licensing/Licensing-related-matters-in-light-of-the-COVID-19-pandemic
- If a licensed individual undertakes to complete additional Continuous Professional Training (CPT) hours within a prescribed timeframe, but he or she is not …
Continuous Professional Training, SFC CPT Courses - Profectional
- https://www.profectional.com/cpt/
- Securities and Futures Commission (SFC) CPT Requirements According to the regulations of the Securities and Futures Commission in Hong Kong, every licensed individual must …
SFC to Upgrade Competency Standards for Licensed …
- https://www.charltonslaw.com/sfc-to-upgrade-competency-standards-for-licensed-intermediaries-and-individuals-from-1-january-2022/
- Requiring licensed representatives and relevant individuals to complete 10 CPT hours per calendar year and responsible officers and executive officers to complete …
List of Approved CPT Providers - SFC
- https://www.sfc.hk/web/files/LIC/cpt_provider/List%20of%20Approved%20CPT%20Providers_eng.pdf
- recognized institutions for providing CPT are as follows: (1) Hong Kong Institute of Bankers (2) Institute of Professional Education And Knowledge ("PEAK") of the Vocational …
CPTnow – OnlineComplianceTraining
- https://cptnow.com/
- Online SFC CPT Solution CPTnow offers you a concise, cost effective and communicative solution to obtaining your SFC mandated CPT hours. OUR COLLECTIONS Collection …
Ongoing obligations | Securities & Futures Commission …
- https://www.sfc.hk/en/Regulatory-functions/Intermediaries/Licensing/Ongoing-obligations
- Change in insurance policy maintained under the Securities and Futures (Insurance) Rules. LC. Within 7 business days. Change in auditor’s name. LC, RI. Within 7 business days. Give notice of a motion …
金融業及保險業持續專業培訓課程 (CPD/CPT)
- https://www.hkpcacademy.org/en/cpd/
- 時間: 下午2時30分至4時30分 地點: Zoom網上直播 語言: 廣東話授課 (教學材料為英語) 費用: 港幣$300 注: 本課程資訊只提供英文版本。 本課程教學語言為廣東話輔以英語，課堂講義則為英語。 課程必須達到一定 …
CPT Courses – HKSA
- https://www.hksa.com.hk/category/cpt-courses/
- 25/8 Zoom Webinar. 2022-08-25. CPT Courses. Webinar Mr Kelvin Huang, Deputy Chief Executive Officer, Lux Aeterna Capital Limited and Director of Hong Kong Securities Association spoke on "Introduction …
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